Privacy Notice

Ivy League Financial Advisors LLC (“Ivy League”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”).  Through this policy and its underlying procedures, Ivy League attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.  

It is the policy of Ivy League to restrict access to and/or the sharing of all current and former clients’ information (i.e., information and records pertaining to personal background [including social security number and address], investment objectives, financial situation, financial planning issues, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in furtherance of the client’s engagement of Ivy League.  

Ivy League shall disclose, as necessary, the client’s information: (1) to service providers in order establish and maintain the client’s accounts and process transactions (i.e., broker-dealer, account custodian, record keeper, proxy management service provider, insurance company, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with applicable federal and/or state privacy regulations. 

However, Ivy League does not, and shall not, disclose or share information with any affiliated or unaffiliated persons, entities or service providers for marketing or any other purposes or reasons not referenced above.

ANY QUESTIONS OR CONCERNS: Should you have any questions regarding the above, please contact Christopher Brown, Chief Compliance Officer.

 

Latest News

 When it comes to the end of the year, it seems like everyone is in a ...
With Valentine's Day around the corner, we thought it would be appropriate ...
Let's Get Started
Schedule a complimentary consultation today!
Contact Us
 

 

© 2024 Ivy League Financial Advisors LLC
11 North Washington Street, Suite 250, Rockville, MD 20850
P: 301-258-1300 / 877-321-PLAN / F: 301-990-9664 / This email address is being protected from spambots. You need JavaScript enabled to view it.

This website uses cookies for navigation, content delivery and other functions. By using our website you agree that we can place cookies on your device. I understand